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Jazz Harmony Lecture Notes
Objectives of harmonic analysis
· to understand how a chord progression functions
· how chords interact
· to recognise important harmonic building blocks
· leads to simplification/reduction of a chord
progression
· aids the process of improvisation (including scale
choice)
Diatonic Harmony: Major Key
Study and listen to the
diatonic chords formed from the major scale
· ID intuitively sounds to be the ‘home’
chord
· Is called the tonic
· the V7
chord reinforces the tonic and establishes a ‘tonal system’
·
V7 has
the greatest tendency to ‘want to go somewhere’
·
called the dominant
·
V7→ IΔ creates a perfect cadence
The strength of V7 → ID progression is due to
two factors
· P5 downwards root
motion (and melodic movement) is strongest
· Importance of P5 in the harmonic series
·
internal voice movements
·
‘leading
note rises’ in classical speak
·
but in jazz can
remain static to become ID hence 3→7
·
7→3

Now extend the progression
by preceding with another diatonic chord
· add IIm7 because it is a P5 above V7
· again, consider the internal voice movements
· third (of IIm7) remains to become the seventh of V7
3→7
· seventh (of IIm7) falls down to become third of V7 7→3
· try delaying this part of the voice movement to
gauge its strength

The complete unit is
referred to as a ‘two five one’
·
IIm7 V7 ID
· It is a very important harmonic building block in jazz (‘75% of all chords’)
·
sometimes
referred to as a cadence or double cadence
· it contains two occurrences of ‘harmonic
pull’
· harmonic pull created by 3s and 7s
· 3 and 7 are considered the essential notes in a
chord
· 5 adds colour but does not change the pull
·
usually there
are two bars of ID for balance (i.e. to make a 4 bar unit)
· often the 2nd bar of ID is replaced by another chord (e.g. VIm7)
· note that in the above example the second bar of
IΔ becomes C6
· IIm7 to V7 will often occur without resolution to ID (a trait of bebop)
·
V7 to ID will often occur without the preceding IIm7 chord
The voicings (layout of
the notes) shown above could effectively be used as left hand rootless voicings
by a pianist.
For three chords to form a
true ‘two five one’ they must have roots which move downwards by P5
and chord qualities…
· Minor seventh
· Dominant seventh
· Major seventh (or sixth)
When
writing chords (either as absolute chords or Roman numerals) always state the
root and chord quality!

Voice movements within IIm7 V7 IΔ
· when the root movement is downwards by P5 the 3rds
move to 7ths and 7ths move to 3rds within successive chord voicings
·
7 always drops
a semitone to 3
·
3 stays on the
same note to become 7
· 5th and 9th have similar movements
Voice movements:
major key
|
IIm7 |
V7 |
ID |
|
3 |
7 |
3 |
|
7 |
3 |
7 (6) |
|
5 |
9 |
5 |
|
9 |
(5) 13 |
9 |
Minor key
· where the target chord is in a minor tonality we
need to prepare the listener’s ear during the cadence by:
· flattening the 5 of the IIm7 chord (hence the II
chord in a minor tonality is IIm7b5 or Ø
(half diminished))
AND
· (adding then) flattening the 9 on the V7 chord
· these notes come from the harmonic minor scale
· they increase the ’urgency’ of the
cadence (perceived need to resolve)
· hence IIØ V7b9 ImD (or Im6)
· e.g., DØ
G7b9 CmD
Voice movements:
minor key
|
Ø |
V7b9 |
ImD |
|
3 |
7 |
3 |
|
7 |
3 |
7 (6) |
|
b5 |
b9 |
5 |
|
9 |
b13 (#5) |
9 |

Exercise 1
Complete the following
table of two five one progressions
|
IIm7 Ø |
V7 V7b9 |
ID ImD |
|
Cm7 |
|
BbD |
|
F#m7 |
|
|
|
Abm7 |
|
|
|
|
|
DbD |
|
F#Ø |
B7 |
|
|
|
|
Bm6 |
|
|
F7b9 |
|
Exercise 2
Identify all the IIm7 V7 ID, IIm7 V7 and V7 ID
groupings
┌────┐
· label IIm7 V7 with a bracket Cm7 F7
· label root movements where a dominant 7th chord
moves down by a P5 with an arrow e.g.,
A7 DD
Blues for
|FD |EØ A7b9
|Dm7
G7
|Cm7
F7 |
|BbD |Bbm7 Eb7 |Am7 D7 |Abm7 Db7 |
|Gm7 |C7 |FD7 D7 |Gm7 C7 ||
Increasing the ‘urgency’ of
‘dominant to tonic’ resolution
In a minor ‘two five
one’ we flattened the fifth of the IIm7 chord and added a b9 to the V7
chord (when compared to a major 251).
· this…
· prepares the ear for the oncoming minor tonality
· increases the urgency of the resolution
The same approach (for the
V7 chord at least) is used to increase the pull of the resolution into a major
tonality.
The progression
becomes
Dm7 G7b9 CD

It has become popular
(more modern sounding) to do this using a V7 chord with a #9 (rather than a b9)
and a #5
Hence a common sequence is
Dm7 G7#5#9 CD7
As this symbol is rather
cumbersome it is often reduced to alt e.g., G7alt

Voice movements:
major key with altered V
|
IIm7 |
V7alt |
ID |
|
3 |
7 |
3 |
|
7 |
3 |
7 (6) |
|
5 |
#9 |
5 |
|
9 |
#5 |
9 |
Extending the cycle of fifths root movement through
diatonic harmony
· continuing the
P5 root motion would give:
( F#?) BØ Em7 Am7 Dm7 G7 CD7 FD7 (Bb?)
( #VI?) VIIØ IIIm7 VIm7 IIm7 V7 ID7 IVD7 (bVII?)
· all or parts of this are often used to form chord
progressions
Exercise 3
Identify the key centres
within the chord progressions below
· label these chords with Roman Numerals
All the things you are
Key:
|Fm7 |Bbm7 |Eb7 |AbD |
|DbD |Dm7 G7 |CD7 |CD7 ||
Autumn Leaves
Key:
|Cm7 |F7 |BbD |EbD |
|AØ |D7b9 |Gm |Gm ||
Turnarounds
The IIm7 V7 IΔ starts
‘away’ from home and proceeds to move towards home… to
resolve.
Take the 4 bar unit IIm7
V7 IΔ IΔ, cut it in half and swap the halves around…
IΔ IΔ IIm7 V7
This is a basic
turnaround… the second essential harmonic
building block
In function the turnaround starts ‘at home’ and finishes
‘pointing back at home’ (by way of a dominant chord). It is a way
of harmonically ‘treading water’… of going nowhere but
creating some harmonic interest where there might otherwise be a static chord
e.g., at the end of an eight bar section of melody.
There are many variations
to the basic form (see appendix) but the most common form is probably
IΔ VIm7 IIm7 V7
or
IΔ VI7 IIm7 V7
Dominant 7th Chord Harmony:
The tritone substitution
Every dominant 7th chord
contains a tritone interval
It can be viewed as the
4th and 7th degrees of the major scale of
resolution
This interval is unstable
because (relative to scale of resolution)
· 4 wants to move to 3
· 7 (leading note) wants to move to the root
Thus the tritone indicates a tonality
·
e.g., F (4th) and B (7th) indicate C major
As the tritone is a
symmetrical interval we can consider reversing the functions of these notes
So now consider F as the
7th and B as the 4th
This indicates Gb major as
the scale of resolution.
Therefore the dominant
chord is Db7

Dominant 7th chords a
tritone apart are essentially the
same
· they are referred to as related dominants